Summary of Live Forum: Stakeholder Management in Water Projects
From WaterWiki
This is the summary of the LIVE Forum III: "Stakeholder Management in Water Projects", held on 17 Nov 2006 in the virtual Water Knowledge Fair 2006
The key questions discussed were:
- Is the commonly used methodology (incl. "TDA/SAP") still valid, or do or even better, approaches (such as Multi-Criteria Analysis - MCA) exist to identify, and efficiently and effectively include stakeholders in transboundary and national water projects?
- To what extent are indirect aspects like sustainable development, poverty, improved public health, biodiversity etc. addressed in water projects?
The overall aim of this forum was not to place the focus on only the TDA/SAP process and methodology, but simply in general terms, share thoughts concerning how stakeholders are being analysed, managed and engaged within the context of the participants experiences.
Some interesting questions that were raised in the forum were: What measuring tools are being applied to detect stakeholder interests, and how could they within the context of project objectives, scale and context be improved? What criteria should determine stakeholder involvement in the decision making process?
Contents |
Stakeholder participation, engagement and involvement in decision making
- Today, the water management decision-making body has an obligation, and at times legal responsibility, in regards to providing adequate information and consulting stakeholders.
- Actively engaging stakeholders is often only encouraged, and not required.
- In regards to analysing, engaging and involving stakeholders, some of the following point were raised/discussed:
- Stakeholder participation as a protest
- Willingness of Stakeholders to participate in a project
- Consultation versus Active Involvement
- Ensuring that the planning process remains manageable
- Invited versus Voluntary Participation
- Definition of access to decision-making in relation to the Aarhus Convention
- Managing stakeholders, and the key role of the project facilitator
- Minimal use of stakeholder input in projects
- Definition of problem situations when multiple stakeholders are involved
- Integration of stakeholders into the decision making process. In regards to e.g. the current TDA/SAP process, stakeholders are identified and consulted, but not involved directly in project management.
- Lack of direct mechanisms to link and ensure cooperation between all stakeholders
TDA / SAP process
- Following are some of the points raised in regards to the TDA/SAP process
- The relevance of the TDA (Transboundary Diagnostic Analysis) needs to be strengthened and its revision process better defined. Country representatives have often questioned the linkage between the TDA and the SAP (Strategic Action Programme)/NAP (National Action Plan) which can be disjointed and the major tool which provides the articulation, the Causal Chain Analysis, is often poorly understood by both the technical experts and decision-makers.
- Within the TDA/SAP process the stakeholder analysis as an empirical tool can be tremendously useful to projects as a means to determine the perceptions, opinions and concerns of a wide array of stakeholder groups. It enables project staff to better understand the situation on the ground, and to determine where efforts are best invested.
- Stakeholder involvement during the development and review of the TDA /SAP process.
- TDA/SAP methodology as a barrier to project implementation.
- UNDP is currently preparing a new MSP project that, in regards to the TDA/SAP, will aim to
do the following:
- Refinement of the CCA and development of associated new approaches for strengthening the TDA/SAP methodology
- Review of the TDA/SAP Process
- Preparation of an accessible GEF International Waters Focal Area manual
For more details on these contributions see p. 2-4; 6 & 10 in the Full Transcript (attached at the end of this page)
Other tools and methods
- Alternative tools and methods to help analyse the stakeholder context, in contrast to traditional stakeholder analysis approaches, represented one important aspect of this discussion. * There is however a multitude of tools and methods available today beyond the scope of this forum.
- Following are some of the methods mentioned or discussed in the forum:
- Cognitive mapping
- Dynamic Actor Network Analysis
- Multi Criteria Analysis (MCA)
- Value based assessment procedure
- Progressive articulation of preferences
- Participatory Community Appraisal (PCA)
- Community Action Plan (CAP)
- Civic Advocacy Grant Programme (CAG)
- Role playing simulation
- Open Space Technology
Multi Criteria Analysis
- The use of Multi Criteria Analysis (MCA) represent one set of many tools available that can help provide a transparent analysis of the impact of proposed policy measures in regards to the various criteria of interest to different stakeholders.
- As stated during the discussion “MCA is one of the most powerful tools to support policy analysis in multi-stakeholder settings.”
For the contributions on this topic see p. 14-15 in the Full Transcript (attached at the end of this page)
Conclusion
- The focus in the forum on 'New Approaches to Stakeholder Management in Water Projects' has not been so much on the TDA/SAP process as a whole, nor on the specific details of conducting a stakeholder analysis.
- Instead a general and quite broad discussion was held in regards to how stakeholders are being analysed, managed and engaged in projects today, as well as some suggestions for future development.
- For instance, on a theoretical basis, applying an adaptive management framework (like the TDA/SAP) should allow all participants with recurring chances to correct the paradigms, hypothesis, policies, action plans, and measuring tool (such as indicators and criteria) in a transparent and cyclic process. But given restrictions (in regards to e.g. time and resources) many questions remains as to what extent this is being accomplished within projects that has applied the TDA/SAP process?
- However, the complexity of adaptive systems is partly the result of the diversity of causes, a repertoire of alternative solutions (and the means to identify them) can become the basis for a solution in the future. By integrating experiences related to the selection of participants and stakeholders; practical difficulties with implementation, etc, we learn while managing.
Further Readings, References, Links
- Sklarew, D. (2006) Promoting public participation in international waters management: An agenda for peer-to-peer learning. Chapter 6 in Enhancing Participation and Governance in Water Resources Management, pp. 98-119. UNU Press: Tokyo, Japan. ISBN 92-808-1120-7 (See http://books.google.com/books?vid=ISBN9280811207&jtp=119)
- 'Knowledge Innovation Systems and Technology Diffusion Strategies for Ecosystems Management in Africa -Case Study: Lake Chad River Basin Commission' It will be published by the Harvard African Policy Journal -later this month - see Journal at http://www.ksg.harvard.edu/kssgorg/apj/index.htm
- Training Course on TDA-SAP
- Public participation training activity
- Caspian Environment Programme
- IW:LEARN website
- The Black Sea Transboundary Diagnostic Analysis
- Multi Criteria Analysis on WaterWiki
- Dynamic Actor Network Analysis (DANA)
- FAO Magazine Spotlight: Valuation of water in agriculture
- Actor Analysis for Water Resources Management.pdf
